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Compliance Analyst - Principal Global Investors Trust Company - #220454 more...
Location:Portland, OR
Company:Principal Financial
First posted:April 22, 2017 (last updated 30+ days ago)
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Job Area: Investments
Business Area: PGI Morley
Location: OR - Portland
Career Category: Experienced Professional
Full/Part Time: Full-Time
Regular/Temporary: Regular
Date Posted: 2017-05-11

Responsibilities

Principal Global Investors Trust Company is seeking top talent to join our team as a Compliance Analyst in our Portland, Oregon office. The firm was founded in 1913 and through the years, has remained at the forefront of the collective investment trust business by thoughtfully growing its partnerships and products. With over \$41 billion dollars in assets under administration, PGI Trust Co. is the largest standalone state-chartered trust company in Oregon.

In this role, you will be working as a member of a Compliance team that is responsible for the day-to-day administration of compliance related activities at PGI Trust Co.  Responsibilities may include interpreting and applying compliance and ethics policies and standards, communication review, investment guideline monitoring, personal securities trading authorization, record keeping functions, compiling compliance data, conducting research and analysis, and aiding in the development, implementation and maintenance of policies, procedures, and controls.

Qualifications

  • Bachelor's degree with emphasis in finance, accounting, legal or other business related field required.
  • 2-4 years of relevant industry experience (compliance, auditing, investments, and/or financial services) preferred.
  • Previous experience in an investment or financial services compliance role preferred.
  • Proven abilities in the areas of written and verbal communications, problem-solving, decision making, analytics and ability to network and establish professional relationships.
  • Knowledge of investment vehicles and securities requirements preferred.
  • Knowledge of the investment regulatory environment, including SEC, ERISA, and other federal and state regulations preferred.
  • Demonstrated ability to efficiently and effectively research, compile, synthesize, and analyze information, work independently and within a collaborative team environment, take initiative, and effectively prioritize multiple tasks required.
  • Proficiency working with the Microsoft Office suite of applications preferred.

This position is subject to SEC restrictions on personal political contributions.

Investment Code of Ethics

You will be required to comply with a Code of Ethics which covers personal trading activities for you and members of your household.

Visa Sponsorship

This position is not eligible for sponsorship for work authorization by Principal. Therefore, if you will require sponsorship for work authorization now or in the future, we cannot consider your application at this time.

Background Check Requirements

Employment at Principal is contingent upon successful completion of a background check.

AAEEO

Principal is an Affirmative Action and Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to age, race, color, religion, sex, gender identity, gender expression, pregnancy, national origin, citizenship status, disability, genetic characteristics, sexual orientation, marital status, domestic partner status, military status, protected veteran status, disability status or any other characteristic protected by law.

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